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Pilgrim Baxter settles SEC, N.Y. cases for $100 million
Summary from United States, from articles in English
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While don't admitting wrongdoing the Wayne Pa. fund firm will return $ 40 million to injured investors and pay $ 50 million in civil penalties under the terms of a deal also involving the securities and Exchange Commission. (article 3)
Among other charges the Sec says that a New York brokerage firm headed by a friend of Baxter was allowed to market (article 2)
time. (article 2)
Pilgrim permitted appalachian trails Lp a hedge fund in which he and his wife invested to trade in and out of the Pbhg Growth Fund that he managed to the detriment of shareholders the Sec and Spitzer said. (article 1)
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Event tracking:
Story keywords
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Baxter, Pilgrim, fund, SEC, PBHG |
Source articles
- Pilgrim Baxter settles SEC, N.Y. cases for $100 million (baltimoresun.com, 06/22/2004, 543 words)
- Pilgrim Baxter to settle charges (USA Today, 06/21/2004, 408 words)
- Pilgrim Baxter agrees to $100m settlement (boston.com, 06/22/2004, 588 words)
- Greisch named CFO in Baxter shakeup (suntimes.com, 06/21/2004, 417 words)
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blaster@cs.columbia.edu
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